Catalyst/SMH High Income C (HIICX)

Lisa Haley was promoted to Vice President and Portfolio Manager at SMH Capital Advisors in July 2023. In her new role, she serves not only as a key member of the Executive Management teams of both SMH Capital Advisors and SMH Capital Investments (Broker-Dealer) but also as the firm’s Chief Compliance Officer. Prior to her promotion, Lisa held the position of Chief Operating Officer and Institutional Advisor at SMH Capital Advisors, a role she excelled in for over 17 years. With a career spanning 22 years in investment advisory services, Lisa brings a wealth of experience with a focus on operations, client services, and institutional statistical reporting. Her expertise extends to building robust governance and operational infrastructures encompassing trade processes, portfolio management communication, fund administration, performance reporting, compliance, and product development. Lisa's journey with SMH Capital Advisors began in 2002. Before joining the team at SMH, she held senior roles at Raymond James and LPL Financial as an Investment Advisor Representative.