Min Initial Investment

250,000

Min Initial Investment, IRA

2,500

Min Initial Investment, AIP

2,500

Min Subsequent Investment

250,000

Min Subsequent Investment, IRA

1

Min Subsequent Investment, AIP

1

• Ausdal Financial Partners Inc
• Cetera Advisors LLC
• Cetera Advisor Networks LLC
• E TRADE Financial
• H&R Block Financial Advisors Inc
• Mid Atlantic Capital Corp
• Morgan Stanley - Brokerage Accounts
• Pershing FundCenter
• Schwab Institutional
• Shareholders Services Group
• JPMorgan
• Merrill Lynch
• Vanguard
• T. Rowe Price
• TD Ameritrade Trust Company
• (Junk)CommonWealth PPS
• LPL SAM Eligible - 11.01.2023
• Fidelity Retail FundsNetwork
• Fidelity Retail FundsNetwork-NTF
• Fidelity Institutional FundsNetwork
• Fidelity Institutional FundsNetwork-NTF
• DATALynx
• DATALynx NTF
• Dreyfus NTF
• Ameriprise Brokerage
• Federated TrustConnect NTF
• Cetera Advisors LLC- PAM, PRIME, Premier
• Cetera Advisor Networks LLC- PAM, PRIME, Premier
• Nationwide Retirement Resource
• RBC Wealth Management-Advisory Eligible
• Ameriprise SPS Advantage
• Mony Securities Corp
• CommonWealth NTF
• Vanguard NTF
• ETrade No Load NTF
• ETrade No Load Fee
• SunGard Transaction Network
• Raymond James
• Raymond James WRAP Eligible
• Bear Stearns No-Load Transaction Fee
• Commonwealth Universe
• FTJ FundChoice
• Robert W. Baird & Co.
• DATALynx IMS
• JPMorgan INVEST
• WFA MF Advisory Updated 8.7.24
• RBC Wealth Management-Network Eligible
• DailyAccess Corporation RTC
• DailyAccess Corporation FRIAG
• Sterne, Agee & Leach, Inc.,
• JPMorgan INVEST NTF
• ING Financial Ptnrs PAM and PRIME Approv
• Ameritas NTFN
• Ameritas NTF P
• Firstrade NTF
• Scottrade NTF
• Ameriprise Financial
• TIAA-CREF Brokerage Services
• Thrivent – Advisory Eligible
• Pershing FundVest NTF
• Morgan Stanley Consulting Group Advisor
• Matrix Financial Solutions
• Trade PMR Transaction Fee
• DWS Retirement Sevs Investment Offerings
• TD Ameritrade Retail
• TD Ameritrade Institutional
• ING Financial Advisers - SAS Funds
• NYLIM 401(k) Complete
• Met Life Resources MFSP Alliance List
• ADP Access
• Mid Atlantic Capital Group
• HD Vest - Vest Advisor
• Securities America Advisors
• Bear Stearns
• Protected Investors of America NTF
• JP MORGAN NO-LOAD NTF
• JP MORGAN NTF
• JP MORGAN NO-LOAD TRANSACTION FEE
• TD Ameritrade Retail NTF
• TD Ameritrade Institutional NTF
• Trust Company of America
• TIAA-CREF NTF
• MSWM Brokerage
• WFA Fdntl Choice/PIM Updated 8.7.24
• ADP Access Open Fund Architecture
• ADP Access Tier 1
• DailyAccess Corporation Mid-Atlantic
• RBC Wealth Management-Wrap Eligible
• Waddell & Reed Choice MAP Flex
• Investacorp NTF
• H Beck Inc.
• ING Financial Partners Inc.
• Securities America Inc.
• Vanguard TF
• Morgan Stanley Portfolio Management
• JP Morgan No Load
• Merrill Edge
• DailyAccess Corporation Matrix
• DailyAccess Corporation MATC
• Cetera Financial Specialists LLC- Premier
• LPL SWM - 01.24.2024
• Schwab All (Retail, Instl, Retirement)
• Schwab OneSource & NTF (No Load & No Transaction Fee)
• Lincoln Investment Planning
• Pershing Retirement Plan Network
• Ameriprise SPS Advisor
• HD Vest
• Kestra Financial
• Commonwealth (PPS Access Program)
• Commonwealth (NTF - PPS/Advisory)
• Commonwealth (PPS/Advisory)
• ADP Advisor Access 3(21) Tier 1
• ADP Advisor Access 3(21) Tier 3
• ADP Advisor Access Tier 1
• LPL Brokerage Availability - February 2024
• Thrivent – Retail Eligible
• Avantax
• Allowab (non-advisory)
• Mid Atlantic Clearing and Settlement

The fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities, consisting of common stocks, preferred stocks, convertible securities, warrants and rights of “early stage growth companies". In addition to the fund's investments in domestic securities, it may also invest up to 20% of its net assets in sponsored or unsponsored ADRs and equity securities of foreign companies that are traded on U.S. stock exchanges.