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LPL Financial Holdings Inc. (LPLA)

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280.81 -1.37 (-0.49%)
At close: November 1 at 4:00 PM EDT
280.81 0.00 (0.00%)
After hours: November 1 at 5:16 PM EDT

Key Executives

Amounts are as of December 31, 2023 and compensation values are for the last fiscal year ending on that date. Pay is salary, bonuses, etc. Exercised is the value of options exercised during the fiscal year. Currency in USD.
NameTitlePayExercisedYear Born
Mr. Richard Steinmeier CEO, MD, Chief Growth Officer & Director 2.35M -- 1974
Mr. Matthew Jon Audette B.S. President, CFO & Head of Business Operations 2.08M 4.57M 1975
Mr. Greg Gates MD and Chief Technology & Information Officer 1.96M -- 1977
Mr. Matthew K. Enyedi Managing Director of Client Success 1.35M 605.04k 1974
Ms. Judith Kohoskie Ricketts Executive Vice President of Operations -- -- --
Mr. Marc Andrew Zabicki C.F.A. Chief Investment Officer -- -- --
Mr. Chris Koegel Senior Vice President of Investor Relations -- -- --
Ms. Althea Brown MD & Chief Legal Officer -- -- 1977
Ms. Sara Dadyar MD & Chief Human Capital Officer -- -- 1974
Robert Krivit Senior VP & Head of Trading -- -- --

LPL Financial Holdings Inc.

4707 Executive Drive
San Diego, CA 92121
United States
800 877 7210 https://www.lpl.com
Industry:?
Capital Markets
Full Time Employees:?
7,342

Description

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

Corporate Governance

LPL Financial Holdings Inc.’s ISS Governance QualityScore as of November 1, 2024 is 2. The pillar scores are Audit: 4; Board: 2; Shareholder Rights: 3; Compensation: 2.
Corporate governance scores courtesy of Institutional Shareholder Services (ISS) Scores indicate decile rank relative to index or region. A decile score of 1 indicates lower governance risk, while a 10 indicates higher governance risk.

Upcoming Events

November 14, 2024 at 12:00 AM UTC

Ex-Dividend Date

January 30, 2025 at 9:00 PM UTC - February 3, 2025 at 9:00 PM UTC

LPL Financial Holdings Inc. Earnings Date

Recent Events

October 30, 2024 at 9:00 PM UTC

Q3 2024 Earnings Call

October 30, 2024 at 12:00 AM UTC

8-K: Corporate Changes & Voting Matters

October 22, 2024 at 12:00 AM UTC

SC 13G/A: Tender Offer/Acquisition Reports

October 21, 2024 at 12:00 AM UTC

8-K: Corporate Changes & Voting Matters

October 1, 2024 at 12:00 AM UTC

8-K: Corporate Changes & Voting Matters

August 23, 2024 at 12:00 AM UTC

Dividend Date

July 30, 2024 at 12:00 AM UTC

10-Q: Periodic Financial Reports

July 25, 2024 at 9:00 PM UTC

Q2 2024 Earnings Call

July 25, 2024 at 12:00 AM UTC

8-K: Corporate Changes & Voting Matters

May 20, 2024 at 12:00 AM UTC

8-K: Corporate Changes & Voting Matters

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